Regulatory Disclosures

This website does not constitute a prospectus, offer, invitation or solicitation to buy or sell securities or accept deposits or to provide any other products or services in any jurisdiction to any person to whom it is unlawful to make such an offer or solicitation, nor should it be construed to constitute any investment advice.

 

CdR CapitaL Ltd – Pillar 3 Disclosure

The latest Pillar 3 disclosure for CdR Capital Ltd can be found here.

 

CdR Capital Ltd – Stewardship Code Disclosure

Under FCA Rule COBS 2.2.3R, CdR Capital Ltd is required to make a public disclosure in relation to the nature of its commitment to the Financial Reporting Council’s (“FRC”) Stewardship Code on Corporate Governance (the “Code”) first published in July 2010 and then updated in September 2012. The Code sets out the principles of effective stewardship by investors, and assists asset owners and asset managers, collectively “institutional investors”, to exercise their stewardship responsibilities. The Code is applied on a “comply or explain” basis and is voluntary, aiming to promote dialogue between UK institutional investors and their investee companies with the aim of increasing transparency and thereby returns to shareholders.

The FRC recognises that not all parts of the Code will be relevant to all institutional investors and that smaller institutions may judge some of the principles and guidance to be disproportionate. It is of course legitimate for some asset managers not to engage with companies, depending on their investment strategy, and in such cases firms are required to explain why it is not appropriate to comply with a particular principle.
The seven principles of the Code are that institutional investors should:

  1. Publicly disclose their policy on how they will discharge their stewardship responsibilities;
  2. Have and publicly disclose a robust policy on managing conflicts of interest in relation to stewardship;
  3. Monitor their investee companies;
  4. Establish clear guidelines on when and how they will escalate their activities as a method of protecting and enhancing shareholder value;
  5. Be willing to act collectively with other investors where appropriate;
  6. Have a clear policy on voting and disclosure of voting activity; and
  7. Report periodically on their stewardship and voting activities.

Whilst supporting the objectives underlying the Code and adhering to the highest standards of corporate governance and due diligence in respect of its investments, CdR Capital Ltd, having considered the Code, believes that the principles are not applicable to its investment activities at this time. Should that change in the future, CdR Capital Ltd will review its commitment to the Code and update this disclosure accordingly.

 

CdR Capital Limited – Dubai Disclosure

CdR Capital Limited is a company limited by shares incorporated in the Dubai International Financial Centre (“DIFC”) and regulated by the Dubai Financial Services Authority (“DFSA”). The Company offers financial services only to Professional Clients with sufficient financial experience and understanding of financial markets, products or transactions and any associated risks. Any such products or services will be available only to Professional Clients as defined under the DFSA Conduct of Business Module.


Geneva Office

CdR Capital SA

6 Cours de Rive
1204 Geneva
Switzerland
Tel. +41 22 317 80 90
info@cdr-capital.com
www.cdr-capital.com

Get Directions

London Office

CdR Capital Ltd

11 Charles II Street
London, SW1Y 4QU
United Kingdom
Tel. +44 20 3861 9900
info@cdr-capital.com
www.cdr-capital.com

Get Directions

Dubai Office

CdR Capital Limited

1701B North Tower
Emirates Financial Towers,
Dubai, UAE – PO Box 507342
Tel. +971 4 279 0789
info@cdr-capital.com
www.cdr-capital.com

Get Directions


Miami Office

CdR Hollander

175 SW 7th Street, Suite 2204
Miami, FL 33130
USA
Tel. +1 305 579 9255
info@HollanderWealth.com
www.HollanderWealth.com

Get Directions

São Paulo Office

CdR Hollander

Av. Brigadeiro Faria Lima, 4045
Suite 502, São Paulo
SP 04538, Brazil
Tel. +55 11 2729 1060
info@Hollander.com.br
www.Hollander.com.br

Get Directions